Interpol
21 March 2010



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Fingerprint - INTERPOL AFIS Expert Group
Recommendations For The Capture Of Mugshots

 

The recommendations for the capture of mugshots and facial images have been developed to find the best compromise between the requirements of the police forces for person searches and identification as well as the size of the image files.

During the tests, mugshots were taken with different resolutions and then processed using different ratio rates. The resulting files were printed by a high resolution printer (Fuji Pictography 3000, 320 dpi, true color) and examined by our experts. Analyzing the different expertises we set up the following recommendations:

Pose

In addition to the full-face or frontal pose, two angled poses with 45 and 90 degrees should be aquired. For persons normally wearing glasses a frontal mugshot of the subject without glasses should be captured too.

Depth Of Field

The facial image should be in focus from the nose to the ears. To minimize distortions the focal length shall be between 85mm to 135mm in reference to a 35mm camera. The camera should be positioned on the same height as the subject's eyes.

Centering

The mid-points of the mouth and of the bridge of the nose shall be horizontally centered.
Approximately 50% of the width of the captured image should be covered by the subject's face. An imaginary horizontal line through the eyes should be located at approximately 55-60% of the vertical hight.

Illumination

A minimum of two photo lights shall be used to illuminate the subjects face. It is important to adjust the lights to minimize shadows and hot spots.

Quality Of Digital Images

To fulfill the rquirements of person identification, the minimum of pixels in a digital image should be 600 pixels in horizontal and 800 pixels in vertical direction. The colorspace of the image shall be 24-bit RGB. To minimze the size of a digital image file the JPEG compression algorithm shall be used. A compression ratio of 20 should not be exceeded.


 1.04 Type of Transaction (TOT)

This field contains a three letter mnemonic designating the type of the transaction. These codes are different from those used by the FBI but similar to those in the UK-I.

IRQ:

Image Request. This transaction allows the fingerprint officer to retrieve fingerprints and scenes of crime marks from an image database. It contains only sufficient information to enable the system to make a unique identification of the required prints or marks. For marks the Case Number (CNO), Sequence Number (SQN) and Mark Identifier (MID) must be specified, while for prints one of the following must be specified: Criminal Reference Number (CRO), Other Reference Number (ORN) or Miscellaneous Reference Number (MN1 to MN5).

IMR:

Image Response. This transaction is for the transmission of a print or mark image from a collection, often in response to an IRQ transaction. The Type-2 record may contain textual information relevant to the image.

CPS:

Criminal Print-to-Print Search. This transaction is a request for a search of a record relating to a criminal offence against a Prints database. If the person’s prints are not already in the remote system they must be included as images in the file.

NPS:

Non-Criminal Print-to-Print Search. This transaction is a request for a search against a Prints database that falls outside the scope of a CPS transaction. If the person’s prints are not already in the remote system they must be included as images in the file.

MPS:

Mark-to-Print Search. This transaction is used when a mark is to be searched against a Prints database. If the mark is not already in the remote system, it must be included as an image in the file.

PMS:

Print-to-Mark Search. This transaction is used when a set of prints is to be searched against an Unidentified Marks database. If the person’s prints are not already in the remote system they must be included as images in the file. If they are already present in the remote system, they may instead be specified by one of the unique identification numbers in the Type-2 record.

MMS:

Mark-to-Mark Search. In this transaction the file contains a mark which is to be searched against an Unidentified Marks database in order to establish links between various scenes of crime. If the mark is not already in the remote system, it must be included as an image in the file.

DBS:

Database Search. This transaction is intended primarily as a means of searching a remote image database, and only contains a Type-1 and a Type-2 record. The Type-2 record specifies the textual parameters for a fingerprint, mark or photo search. The result of the search is an SRE transaction which lists those fingerprints, marks or photos that meet the search criteria. The images can then be retrieved using an IRQ or an PHR request.

SRE:

Search Results. This transaction contains a Type-1 and Type-2 record which detail the results of the search. The way fields are interpreted will depend on the original search request and to whom the search request was sent. If the SRE transaction is coming from an AFR system, the AFR system will specify a list of potential matches in the Respondents List (RLS). Additional information regarding the search, such as images and signatures can be attached to the record using Type-4, Type-7, Type-8 or Type-10 records.

USA:

Add Mark to Unidentified Marks Collection. Besides containing the image of the mark being added to the database, or the image of a complete lift or photograph, the file includes a Type-2 record in which information is transmitted about the mark.

It is likely that a system would be designed to block such a transaction initiated by a remote agency unless it had been specifically authorised by a senior user of the receiving agency.

In some circumstances, a full lift or photograph of a sequence of marks is to be transmitted from one system to another, by agreement with both parties and not in response to an IRQ. In such circumstances the following apply.

- Any block on USA transactions must be removed.
- The image of the original must be transmitted as a Type-7 Record, captured at high resolution.

USR:

Remove Mark from Unidentified Marks Collection. This transaction contains, besides the Type-1 record, only a Type-2 record in which enough information is given to uniquely specify the mark.

It is likely that a system would be designed to block such a transaction initiated by a remote agency unless it had been specifically authorised by a senior user of the receiving agency.

ATP: Add To Print Collection. This transaction is used for sending a complete set of prints or an entire fingerprint form to a remote site, as a new record or to replace an existing record. The FIB field (Fingerprint Identification Byte) of the Type-2 record identifies the reason for fingerprinting. The other fields in the record can be used to specify other details about the fingerprinted subject which may be stored by the AFR system or the image database.

It is likely that a system would be designed to block such a transaction initiated by a remote agency unless it had been specifically authorised by a senior user of the receiving agency.

In certain circumstances complete ten-print forms are to be transmitted from one system to another, by agreement with both parties and not in response to an IRQ. In such circumstances the following apply.

- Any block on ATP transactions must be removed.
- A Type-7 Record must be transmitted which contains an image of the full ten-print form. Field 7.04 (IMD) must be "47".

SUP:

Substitute Print(s) Into Existing Ten-Print. During this transaction individual print(s) are transmitted to replace those in an existing ten-print.

It is likely that a system would be designed to block such a transaction initiated by a remote agency unless it had been specifically authorised by a senior user of the receiving agency.

DFP:

Delete From Print Collection. This transaction is used to remove a complete record from a Print collection. Like the USR, this transaction only contains a Type-1 and a Type-2 record with enough information to uniquely identify the relevant record.

It is likely that a system would be designed to block such a transaction initiated by a remote agency unless it had been specifically authorised by a senior user of the receiving agency.

DIP:

Disregard Individual Print(s) Update. This transaction advises the receiving agency that print(s) supplied by a previous SUP transaction should no longer be used.

CPR:

Criminal Subject Photo Request. This transaction allows the police officer to retrieve a photo set from an image database. Each set of photos contains one or more photos of a subject posed from different views and other photos linked to the person (e.g. tattoos, scars). The Type-2 Record of this transaction contains only sufficient information to enable the system to make a unique identification of the person. One of the following must be specified: Criminal Reference Number (CRO), Other Reference Number (ORN) or Miscellaneous Reference Number (MN1 to MN5).

PHR:

Photo Response. This transaction is for the transmission of a photo set from a collection, often in response to a CPR transaction. The Type-2 record may contain textual information relevant to the photo.

APC:

Add To Print Collection. This transaction is used for sending a complete set of photos and a complete set of fingerprints to a remote site, as a new record or to replace an existing record. The FIB field (Fingerprint Identification Byte) of the Type-2 record identifies the reason for taking fingerprints and photos. The other fields in the record can be used to specify other details about the person which may be stored in the database.

DPC:

Delete From Photo Collection. This transaction is used to remove a complete set of photos from a photo collection. Like the USR and DFP, this transaction only contains a Type-1 and a Type-2 record with enough information to uniquely identify the relevant record.

CPP:

Criminal Photo-to-Photo Search. This transaction is a request for an automated search of a photo set relating to a criminal offence against a Photo database.

NPP:

Non-Criminal Photo-to-Photo Search. This transaction is a request for an automated search against a Photo database that falls outside the scope of a CPP transaction.

ERR: Error Message. This transaction is generated if the remote system has difficulty performing the transaction, e.g. if the unique reference number specified for an IRQ does not exist, or if a particular search is not allowed on the system. The Type-2 record will contain the error message. Which error messages are generated in what circumstances is an issue for the system designer.

The definition of these transactions implies that what appears to the fingerprint officer performing a search as one transaction may, in fact, involve a number of separate transactions between the fingerprint officer’s workstation and the remote site.

One limitation of the standard is that it is not permissable for the file to have more than one transaction field. Thus if, say, a mark is to be searched against both the marks database and the prints database, two separate files must be sent.

 

Table 1 - Lists which records are permissible in the various transactions

Table 1: Permissable Codes in Transactions

Transaction
type
Logical Record type
1
2
4
7
8
10
IRQ
M
M
-
-
-
-
IMR
M
M
O*
O*
O
-
CPS
M
M
O
O
O
-
NPS
M
M
O
O
O
-
MPS
M
M
O
O
-
-
PMS
M
M
O
O
O
-
MMS
M
M
O
O
-
-
DBS
M
M
-
-
-
-
SRE
M
M
O
O
O
O
USA
M
M
O*
O*
-
-
USR
M
M
-
-
-
-
ATP
M
M
M
O
O
-
SUP
M
M
M
-
-
-
DFP
M
M
-
-
-
-
DIP
M
M
-
-
-
-
CPR
M
M
-
-
-
-
PHR
M
M
-
-
-
M
APC
M
M
O
O
O
M
DPC
M
M
-
-
-
-
CPP
M
M
-
-
-
M
NPP
M
M
-
-
-
M
ERR
M
M
-
-
-
-

Key:

M
=
Mandatory
O
=
Optional
O*
=
at least one of these Logical Record Types must be included in this transaction type
-
=
not allowed

Last modified on 16 Sep 2009 
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