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Hague Conference on Private International Law
Convention on Protection of Children and Co-operation in
Respect of Intercountry Adoption
(Concluded 29 May 1993)
Chapter I - Scope of the Convention
Chapter II - Requirements for Intercountry Adoptions
Chapter III - Central Authorities and Accredited Bodies
Chapter IV - Procedural Requirements in Intercountry Adoption
Chapter V - Recognition and Effects of the Adoption
Chapter VI - General Provisions
Chapter VII - Final Clauses
The States signatory to the present Convention,
Recognizing that the child, for the full and harmonious development
of his or her personality, should grow up in a family environment,
in an atmosphere of happiness, love and understanding,
Recalling that each State should take, as a matter of priority,
appropriate measures to enable the child to remain in the care
of his or her family of origin,
Recognizing that intercountry adoption may offer the advantage
of a permanent family to a child for whom a suitable family cannot
be found in his or her State of origin,
Convinced of the necessity to take measures to ensure that
intercountry adoptions are made in the best interests of the child
and with respect for his or her fundamental rights, and to prevent
the abduction, the sale of, or traffic in children,
Desiring to establish common provisions to this effect, taking
into account the principles set forth in international instruments,
in particular the United Nations Convention on the Rights of the
Child, of 20 November 1989, and the United
Nations Declaration on Social and Legal Principles relating to
the Protection and Welfare of Children, with Special Reference
to Foster Placement and Adoption Nationally and Internationally
(General Assembly Resolution 41/85, of 3 December 1986),
Have agreed upon the following provisions
| Chapter I - Scope of the Convention |
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The objects of the present Convention are
a) to establish safeguards to ensure that intercountry
adoptions take place in the best interests of the child and with
respect for his or her fundamental rights as recognized in international
law;
b) to establish a system of co-operation amongst Contracting
States to ensure that those safeguards are respected and thereby
prevent the abduction, the sale of, or traffic in children;
c) to secure the recognition in Contracting States of
adoptions made in accordance with the Convention.
(1) The Convention shall apply where a child habitually resident in one Contracting
State ("the State of origin") has been, is being, or is to be moved
to another Contracting State ("the receiving State") either after
his or her adoption in the State of origin by spouses or a person habitually
resident in the receiving State, or for the purposes of such an adoption in
the receiving State or in the State of origin.
(2) The Convention covers only adoptions which create a permanent
parent-child relationship.
The Convention ceases to apply if the agreements mentioned
in Article 17, sub-paragraph c, have not been given before
the child attains the age of eighteen years.
| Chapter II - Requirements for intercountry
adoptions |
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An adoption within the scope of the Convention shall take place only if the
competent authorities of the State of origin
a) have established that the child is adoptable;
b) have determined, after possibilities for placement
of the child within the State of origin have been given due consideration,
that an intercountry adoption is in the child's best interests;
c) have ensured that
(1) the persons, institutions and authorities whose consent
is necessary for adoption, have been counselled as may be necessary
and duly informed of the effects of their consent, in particular
whether or not an adoption will result in the termination of the
legal relationship between the child and his or her family of
origin,
(2) such persons, institutions and authorities have given their
consent freely, in the required legal form, and expressed or evidenced
in writing,
(3) the consents have not been induced by payment or compensation
of any kind and have not been withdrawn, and
(4) the consent of the mother, where required, has been given
only after the birth of the child; and
d) have ensured, having regard to the age and degree
of maturity of the child, that
(1) he or she has been counselled and duly informed of the
effects of the adoption and of his or her consent to the adoption,
where such consent is required,
(2) consideration has been given to the child's wishes and
opinions,
(3) the child's consent to the adoption, where such consent
is required, has been given freely, in the required legal form,
and expressed or evidenced in writing, and
(4) such consent has not been induced by payment or compensation
of any kind.
An adoption within the scope of the Convention shall take place only if the
competent authorities of the receiving State
a) have determined that the prospective adoptive parents
are eligible and suited to adopt;
b) have ensured that the prospective adoptive parents
have been counselled as may be necessary; and
c) have determined that the child is or will be authorized
to enter and reside permanently in that State.
| Chapter III - Central authorities and
accredited bodies |
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(1) A Contracting State shall designate a Central Authority
to discharge the duties which are imposed by the Convention upon
such authorities.
(2) Federal States, States with more than one system of law
or States having autonomous territorial units shall be free to
appoint more than one Central Authority and to specify the territorial
or personal extent of their functions. Where a State has appointed
more than one Central Authority, it shall designate the Central
Authority to which any communication may be addressed for transmission
to the appropriate Central Authority within that State.
(1) Central Authorities shall co-operate with each other and promote co-operation
amongst the competent authorities in their States to protect children and to
achieve the other objects of the Convention.
(2) They shall take directly all appropriate measures to
a) provide information as to the laws of their States
concerning adoption and other general information, such as statistics
and standard forms;
b) keep one another informed about the operation of
the Convention and, as far as possible, eliminate any obstacles
to its application.
Central Authorities shall take, directly or through public
authorities, all appropriate measures to prevent improper financial
or other gain in connection with an adoption and to deter all
practices contrary to the objects of the Convention.
Central Authorities shall take, directly or through public authorities or other
bodies duly accredited in their State, all appropriate measures, in particular
to
a) collect, preserve and exchange information about
the situation of the child and the prospective adoptive parents,
so far as is necessary to complete the adoption;
b) facilitate, follow and expedite proceedings with
a view to obtaining the adoption;
c) promote the development of adoption counselling and
post-adoption services in their States;
d) provide each other with general evaluation reports
about experience with intercountry adoption;
e) reply, in so far as is permitted by the law of their
State, to justified requests from other Central Authorities or
public authorities for information about a particular adoption
situation.
Accreditation shall only be granted to and maintained by bodies demonstrating
their competence to carry out properly the tasks with which they may be entrusted.
An accredited body shall
a) pursue only non-profit objectives according to such
conditions and within such limits as may be established by the
competent authorities of the State of accreditation;
b) be directed and staffed by persons qualified by their
ethical standards and by training or experience to work in the
field of intercountry adoption; and
c) be subject to supervision by competent authorities
of that State as to its composition, operation and financial situation.
A body accredited in one Contracting State may act in another Contracting State
only if the competent authorities of both States have authorized it to do so.
The designation of the Central Authorities and, where appropriate, the extent
of their functions, as well as the names and addresses of the accredited bodies
shall be communicated by each Contracting State to the Permanent Bureau of the
Hague Conference on Private International Law.
| Chapter IV - Procedural requirements
in intercountry adoption |
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Persons habitually resident in a Contracting State, who wish to adopt a child
habitually resident in another Contracting State, shall apply to the Central
Authority in the State of their habitual residence.
(1) If the Central Authority of the receiving State is satisfied that the applicants
are eligible and suited to adopt, it shall prepare a report including information
about their identity, eligibility and suitability to adopt, background, family
and medical history, social environment, reasons for adoption, ability to undertake
an intercountry adoption, as well as the characteristics of the children for
whom they would be qualified to care.
(2) It shall transmit the report to the Central Authority of
the State of origin.
(1) If the Central Authority of the State of origin is satisfied that the child
is adoptable, it shall
a) prepare a report including information about his
or her identity, adoptability, background, social environment,
family history, medical history including that of the child's
family, and any special needs of the child;
b) give due consideration to the child's upbringing
and to his or her ethnic, religious and cultural background;
c) ensure that consents have been obtained in accordance
with Article 4; and
d) determine, on the basis in particular of the reports
relating to the child and the prospective adoptive parents, whether
the envisaged placement is in the best interests of the child.
(2) It shall transmit to the Central Authority of the receiving
State its report on the child, proof that the necessary consents
have been obtained and the reasons for its determination on the
placement, taking care not to reveal the identity of the mother
and the father if, in the State of origin, these identities may
not be disclosed.
Any decision in the State of origin that a child should be entrusted to prospective
adoptive parents may only be made if
a) the Central Authority of that State has ensured that
the prospective adoptive parents agree;
b) the Central Authority of the receiving State has
approved such decision, where such approval is required by the
law of that State or by the Central Authority of the State of
origin;
c) the Central Authorities of both States have agreed
that the adoption may proceed; and
d) it has been determined, in accordance with Article
5, that the prospective adoptive parents are eligible and suited
to adopt and that the child is or will be authorized to enter
and reside permanently in the receiving State.
The Central Authorities of both States shall take all necessary steps to obtain
permission for the child to leave the State of origin and to enter and reside
permanently in the receiving State.
(1) The transfer of the child to the receiving State may only be carried out
if the requirements of Article 17 have been
satisfied.
(2) The Central Authorities of both States shall ensure that
this transfer takes place in secure and appropriate circumstances
and, if possible, in the company of the adoptive or prospective
adoptive parents.
(3) If the transfer of the child does not take place, the reports
referred to in Articles 15 and 16 are to be sent back to the authorities
who forwarded them.
The Central Authorities shall keep each other informed about the adoption process
and the measures taken to complete it, as well as about the progress of the
placement if a probationary period is required.
(1) Where the adoption is to take place after the transfer of the child to
the receiving State and it appears to the Central Authority of that State that
the continued placement of the child with the prospective adoptive parents is
not in the child's best interests, such Central Authority shall take the measures
necessary to protect the child, in particular
a) to cause the child to be withdrawn from the prospective
adoptive parents and to arrange temporary care;
b) in consultation with the Central Authority of the
State of origin, to arrange without delay a new placement of the
child with a view to adoption or, if this is not appropriate,
to arrange alternative long-term care; an adoption shall not take
place until the Central Authority of the State of origin has been
duly informed concerning the new prospective adoptive parents;
c) as a last resort, to arrange the return of the child,
if his or her interests so require.
(2) Having regard in particular to the age and degree of maturity
of the child, he or she shall be consulted and, where appropriate,
his or her consent obtained in relation to measures to be taken
under this Article.
(1) The functions of a Central Authority under this Chapter
may be performed by public authorities or by bodies accredited
under Chapter III, to the extent permitted by the law of its State.
(2) Any Contracting State may declare to the depositary of
the Convention that the functions of the Central Authority under
Articles 15 to 21 may be performed in that State, to the extent
permitted by the law and subject to the supervision of the competent
authorities of that State, also by bodies or persons who
a) meet the requirements of integrity, professional
competence, experience and accountability of that State; and
b) are qualified by their ethical standards and by training
or experience to work in the field of intercountry adoption.
(3) A Contracting State which makes the declaration provided
for in paragraph 2 shall keep the Permanent Bureau of the Hague
Conference on Private International Law informed of the names
and addresses of these bodies and persons.
(4) Any Contracting State may declare to the depositary of
the Convention that adoptions of children habitually resident
in its territory may only take place if the functions of the Central
Authorities are performed in accordance with paragraph 1.
(5) Notwithstanding any declaration made under paragraph 2,
the reports provided for in Articles 15 and 16 shall, in every
case, be prepared under the responsibility of the Central Authority
or other authorities or bodies in accordance with paragraph 1.
| Chapter V - Recognition and effects of
the adoption |
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(1) An adoption certified by the competent authority of the State of the adoption
as having been made in accordance with the Convention shall be recognized by
operation of law in the other Contracting States. The certificate shall specify
when and by whom the agreements under Article
17, sub-paragraph c), were given.
(2) Each Contracting State shall, at the time of signature,
ratification, acceptance, approval or accession, notify the depositary
of the Convention of the identity and the functions of the authority
or the authorities which, in that State, are competent to make
the certification. It shall also notify the depositary of any
modification in the designation of these authorities.
The recognition of an adoption may be refused in a Contracting State only if
the adoption is manifestly contrary to its public policy, taking into account
the best interests of the child.
Any Contracting State may declare to the depositary of the Convention that
it will not be bound under this Convention to recognize adoptions made in accordance
with an agreement concluded by application of Article 39,
paragraph 2.
(1) The recognition of an adoption includes recognition of
a) the legal parent-child relationship between the child
and his or her adoptive parents;
b) parental responsibility of the adoptive parents for
the child;
c) the termination of a pre-existing legal relationship
between the child and his or her mother and father, if the adoption
has this effect in the Contracting State where it was made.
(2) In the case of an adoption having the effect of terminating
a pre-existing legal parent-child relationship, the child shall
enjoy in the receiving State, and in any other Contracting State
where the adoption is recognized, rights equivalent to those resulting
from adoptions having this effect in each such State.
(3) The preceding paragraphs shall not prejudice the application
of any provision more favourable for the child, in force in the
Contracting State which recognizes the adoption.
(1) Where an adoption granted in the State of origin does not have the effect
of terminating a pre-existing legal parent-child relationship, it may, in the
receiving State which recognizes the adoption under the Convention, be converted
into an adoption having such an effect
a) if the law of the receiving State so permits; and
b) if the consents referred to in Article 4, sub-paragraphs
c and d, have been or are given for the purpose
of such an adoption.
(2) Article 23 applies to the decision converting the adoption.
| Chapter VI - General provisions |
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The Convention does not affect any law of a State of origin
which requires that the adoption of a child habitually resident
within that State take place in that State or which prohibits
the child's placement in, or transfer to, the receiving State
prior to adoption.
There shall be no contact between the prospective adoptive parents and the
child's parents or any other person who has care of the child until the requirements
of Article 4, sub-paragraphs a) to c), and
Article 5, sub-paragraph a), have been met, unless
the adoption takes place within a family or unless the contact is in compliance
with the conditions established by the competent authority of the State of origin.
(1) The competent authorities of a Contracting State shall ensure that information
held by them concerning the child's origin, in particular information concerning
the identity of his or her parents, as well as the medical history, is preserved.
(2) They shall ensure that the child or his or her representative
has access to such information, under appropriate guidance, in
so far as is permitted by the law of that State.
Without prejudice to Article 30, personal data gathered
or transmitted under the Convention, especially data referred to in Articles
15 and 16, shall be used only for the purposes for
which they were gathered or transmitted.
(1) No one shall derive improper financial or other gain from an activity related
to an intercountry adoption.
(2) Only costs and expenses, including reasonable professional
fees of persons involved in the adoption, may be charged or paid.
(3) The directors, administrators and employees of bodies involved
in an adoption shall not receive remuneration which is unreasonably
high in relation to services rendered.
A competent authority which finds that any provision of the Convention has
not been respected or that there is a serious risk that it may not be respected,
shall immediately inform the Central Authority of its State. This Central Authority
shall be responsible for ensuring that appropriate measures are taken.
If the competent authority of the State of destination of a document so requests,
a translation certified as being in conformity with the original must be furnished.
Unless otherwise provided, the costs of such translation are to be borne by
the prospective adoptive parents.
The competent authorities of the Contracting States shall act expeditiously
in the process of adoption.
In relation to a State which has two or more systems of law with regard to
adoption applicable in different territorial units
a) any reference to habitual residence in that State
shall be construed as referring to habitual residence in a territorial
unit of that State;
b) any reference to the law of that State shall be construed
as referring to the law in force in the relevant territorial unit;
c) any reference to the competent authorities or to
the public authorities of that State shall be construed as referring
to those authorized to act in the relevant territorial unit;
d) any reference to the accredited bodies of that State
shall be construed as referring to bodies accredited in the relevant
territorial unit.
In relation to a State which with regard to adoption has two or more systems
of law applicable to different categories of persons, any reference to the law
of that State shall be construed as referring to the legal system specified
by the law of that State.
A State within which different territorial units have their own rules of law
in respect of adoption shall not be bound to apply the Convention where a State
with a unified system of law would not be bound to do so.
(1) The Convention does not affect any international instrument to which Contracting
States are Parties and which contains provisions on matters governed by the
Convention, unless a contrary declaration is made by the States Parties to such
instrument.
(2) Any Contracting State may enter into agreements with one
or more other Contracting States, with a view to improving the
application of the Convention in their mutual relations. These
agreements may derogate only from the provisions of Articles 14
to 16 and 18 to 21. The States which have concluded such an agreement
shall transmit a copy to the depositary of the Convention.
No reservation to the Convention shall be permitted.
The Convention shall apply in every case where an application pursuant to Article
14 has been received after the Convention has entered into force in the
receiving State and the State of origin.
The Secretary General of the Hague Conference on Private International Law
shall at regular intervals convene a Special Commission in order to review the
practical operation of the Convention.
| Chapter VII - Final clauses |
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(1) The Convention shall be open for signature by the States which were Members
of the Hague Conference on Private International Law at the time of its Seventeenth
Session and by the other States which participated in that Session.
(2) It shall be ratified, accepted or approved and the instruments
of ratification, acceptance or approval shall be deposited with
the Ministry of Foreign Affairs of the Kingdom of the Netherlands,
depositary of the Convention.
(1) Any other State may accede to the Convention after it has entered into
force in accordance with Article 46, paragraph 1.
(2) The instrument of accession shall be deposited with the
depositary.
(3) Such accession shall have effect only as regards the relations
between the acceding State and those Contracting States which
have not raised an objection to its accession in the six months
after the receipt of the notification referred to in sub-paragraph
b) of Article 48. Such an objection may also be raised
by States at the time when they ratify, accept or approve the
Convention after an accession. Any such objection shall be notified
to the depositary.
(1) If a State has two or more territorial units in which different systems
of law are applicable in relation to matters dealt with in the Convention, it
may at the time of signature, ratification, acceptance, approval or accession
declare that this Convention shall extend to all its territorial units or only
to one or more of them and may modify this declaration by submitting another
declaration at any time.
(2) Any such declaration shall be notified to the depositary
and shall state expressly the territorial units to which the Convention
applies.
(3) If a State makes no declaration under this Article, the
Convention is to extend to all territorial units of that State.
(1) The Convention shall enter into force on the first day of the month following
the expiration of three months after the deposit of the third instrument of
ratification, acceptance or approval referred to in Article
43.
(2) Thereafter the Convention shall enter into force
a) for each State ratifying, accepting or approving
it subsequently, or acceding to it, on the first day of the month
following the expiration of three months after the deposit of
its instrument of ratification, acceptance, approval or accession;
b) for a territorial unit to which the Convention has
been extended in conformity with Article 45, on the first day
of the month following the expiration of three months after the
notification referred to in that Article.
(1) A State Party to the Convention may denounce it by a notification in writing
addressed to the depositary.
(2) The denunciation takes effect on the first day of the month
following the expiration of twelve months after the notification
is received by the depositary. Where a longer period for the denunciation
to take effect is specified in the notification, the denunciation
takes effect upon the expiration of such longer period after the
notification is received by the depositary.
The depositary shall notify the States Members of the Hague Conference on Private
International Law, the other States which participated in the Seventeenth Session
and the States which have acceded in accordance with Article
44, of the following
a) the signatures, ratifications, acceptances and approvals
referred to in Article 43;
b) the accessions and objections raised to accessions
referred to in Article 44;
c) the date on which the Convention enters into force
in accordance with Article 46;
d) the declarations and designations referred to in
Articles 22, 23, 25 and 45;
e) the agreements referred to in Article 39;
f) the denunciations referred to in Article 47.
In witness whereof the undersigned, being duly authorized thereto,
have signed this Convention.
Done at The Hague, on the 29th day of May 1993, in the English
and French languages, both texts being equally authentic, in a
single copy which shall be deposited in the archives of the Government
of the Kingdom of the Netherlands, and of which a certified copy
shall be sent, through diplomatic channels, to each of the States
Members of the Hague Conference on Private International Law at
the date of its Seventeenth Session and to each of the other States
which participated in that Session.
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